Step 6 — Risk Assessment

The Risk Assessment stage evaluates the overall risk profile of a Primary Customer based on their profile, activities, and screening results.
It provides compliance teams with a structured way to review, override, approve, and audit customer risk levels.

This stage ensures transparent decision-making and regulatory compliance.

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Subsections

• Step 6a — Get Most Recent Detailed Risk Report of Customer
  Retrieve the most recent detailed risk report for a customer, including calculated risk rating and contributing factors.

• Step 6b — Set Risk Rating and Approval Status of a Customer’s Risk Assessment
  Override the automatically calculated risk rating and update the approval status to reflect compliance decisions.

• Step 6c — Get All Previous Audit Trail for Risk Assessment
  Retrieve the audit trail of all historical changes to a customer’s risk assessments, including overrides, approvals, and reviewer comments.

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Notes

• Risk assessments are dynamic and may be updated multiple times as new information becomes available.
• The typical workflow is:
  6a → 6b → 6c
• Use the audit trail (6c) to maintain transparency and provide an audit-ready history of decisions.